CBAM Financial Crime Controls and Compliance Statement

CB Asset Management LLC (“CBAM”) is committed to upholding the highest standards of regulatory compliance, transparency, and ethical conduct. The Firm operates under the regulatory oversight of the Qatar Financial Centre Regulatory Authority and adheres strictly to all applicable laws and regulations.

CBAM maintains a robust governance and risk management framework, supported by strong internal controls, continuous risk assessments, and independent oversight, to safeguard the integrity of its operations and protect client interests. The Firm promotes a culture of transparency, ethical investment practices, and clear client communication, with active oversight from its Board of Directors.

In line with its commitment to combating financial crime, CBAM has implemented a comprehensive, risk-based AML/CFT and Sanctions framework, aligned with the local & international regulatory imperatives. This includes customer due diligence, transaction monitoring, and sanctions screening against lists issued by the United Nations Security Council.

As part of the Commercial Bank Group, CBAM leverages group-wide systems and controls to ensure consistency and effectiveness. The Firm adopts a zero-tolerance approach to financial crime and requires all employees to comply with regulatory obligations and promptly escalate any concerns.”

Regards,
Faisal Qamar Khan
Senior Executive Function – CB Asset management LLC